Accountability Matrix – R

The Compliance Accountability Matrix provides information on compliance requirements and their handling at Mines. By expanding a compliance area, the user will see a brief description of the area, the general requirements included in that area, and the primary office responsible for compliance. If you have a question about compliance in an area that is not listed on this page, please contact the Internal Audit and Compliance Office.

Research Financial Administration

Compliance Area	Research Financial Administration
Area Description	Issues relating to the administration of sponsored research agreements, including the appropriate charging of and accounting for costs, expenses and effort to grants.
Compliance Topics	America Competes Act American Recovery and Reinvestment Act of 2009 (ARRA) Federal Acquisition Regulations Federal Funding Accountability and Transparency Act of 2006 (FFATA) National Science Foundation (NSF) Requirements Non-Disclosure Agreements Office of Management and Budget (OMB) Circulard A-110, A-133, A-21 Uniform Guidance 2 CFR 200 Office of Management and Budget (OMB) Circular A-21 Central Contractor Registration
Responsible Office	Office of Research Administration
Responsible Person	Johanna Eagan
Contact Phone	303-384-2589
Contact Email	jeagan@mines.edu

Research Regulatory

Compliance Area	Research Regulatory
Area Description	Issues relating to the federal and other regulations applicable to the design, conduct and reporting of research, including the protection of human and animal research subjects, the use of hazardous materials in research, and research misconduct.
Compliance Topics	Department of Health and Human Services Intergovernmental Review of Federal Programs – Coordinated Proposal Review National Institutes of Health Requirements National Science Foundation – Data Requirements Human Subjects Research
Responsible Office	VPRTT
Responsible Person	Dr. Walter Copan
Contact Phone	Email
Contact Email	wcopan@mines.edu